Search for: "Tina L. Nichols"
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11 Jun 2013, 5:44 pm
Nichols, Roger L. [read post]
7 Feb 2020, 6:00 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, February 2, 2020 Tags: Broker-dealers, Cybersecurity, Duty of care, Financial technology, Investor protection, OCIE, Retail investors, Risk management, SEC, Securities regulation Speech by Commissioner Elad Roisman on Myths and Realities: Modernizing the Proxy Rules Posted by Elad L. [read post]
9 Sep 2022, 4:00 am
National/Federal ‘Fat Leonard’ Goes on the Lam Weeks Before Sentencing in Navy Bribery Scandal Portland Press Herald – María Luisa Paúl (Washington Post) | Published: 9/6/2022 The Malaysian defense contractor who pleaded guilty to bribing Navy officials with sex parties, fancy dinners, and alcohol in a corruption scandal has escaped just weeks before his sentencing date. [read post]